Advisory
- Understanding business model and required services;
- Mapping the Act, Regulations & Rules applicable to the business;
- Interviewing your management team and reviewing information & documents;
- Conducting Gap Analysis or Stress Test or Due Diligence;
- Assistance in regulatory interpretations;
- Developing a summary of your current situation and presenting, required corrective actions to the management;
- Assisting in appointment of external advisors, if required;
- Liaisoning with your team, the appointed external advisor & the regulators, if any;
- Developing best practice Policy & Procedures documents, if any;
- Preparing final report & training team;
- Post implementation review
- Who is it about?
- What happened?
- When did it take place?
- Where did it take place?
- Why did it happen?
- How did it happen?